Introduction
Reassuring Signals From the Courts
    


Any review of decisions involving the First Amendment in the year 2000 must acknowledge, at the outset, an explosion of statutes and attendant litigation that would have been unthinkable just a decade ago.  In 1990, for example, who could have articulated what interest a federal statute entitled “The Anti-Cybersquatting Protection Act” would seek to vindicate?  Or the “Child Online Protection Act”?  Or even the “Satellite Home Viewer Improvement Act of 1999”?

But as technology has revolutionized the way information -- “content” in today’s dismissive jargon -- is transmitted and received, there has been a generally reassuring willingness of the courts to afford First Amendment protection to the newer forms of technology.  The Internet has fared particularly well, with rulings such as Reno v. ACLU, 521 U.S. 844 (1997), providing broad First Amendment protection against politically popular efforts to shield children -- and, inevitably, adults as well -- from certain materials carried on the Internet.  In that case, the U.S. Supreme Court refused to subordinate the constitutionally protected interests of adults to the asserted interest of protecting children from available material on the Internet.

In its most significant judicial ruling involving the First Amendment in 2000, the Supreme Court once again vindicated First Amendment interests in a case involving a clash between the constitutionally protected right of adults and the protection of children.  In striking down Section 505 of the Telecommunications Act of 1996 in United States v. Playboy Entertainment Group, Inc., 120 S. Ct. 1878 (2000), the Supreme Court not only protected First Amendment interests against serious competing values, but did so in an opinion likely to be cited in First Amendment cases well outside the telecommunications area.

The facts of the Playboy case are set forth in Robert Corn-Revere’s summary in this volume.  The case involved a challenge to Section 505 of the Communications Decency Act, relating to “signal bleeding.”  An earlier provision of the Act required cable operators, without charge, to “fully scramble” or otherwise “fully block the audio and video programming” of any channel on the request of a customer who did not subscribe to the channel.  Section 505 went a step further. 

Targeting adult cable networks only, the section imposed a scrambling requirement in advance for all households regarding “sexually explicit adult programming or other programming that is indecent” transmitted on channels “primarily dedicated to sexually oriented programming.”  Any such channel was obliged to be fully scrambled without any request by a customer for blocking.  If unable to comply with the full scrambling requirements, cable operators were required to cease transmitting such channels “during the hours of the day ... when a significant number of children are likely to view it” -- a time period later determined by the Federal Communications Commission to be between 6 a.m. and 10 p.m.  The only safe-harbor hours for transmission were thus between 10 p.m. and 6 a.m.

The majority of the Court, in an opinion of Justice Kennedy, concluded that since “the only reasonable way for a substantial number of cable operators to comply” with the statute was to mute the affected channel “for two-thirds of the day in every home in a cable service area, regardless of the presence or likely presence of children or the wishes of the viewers,” the statute was subject to “rigorous scrutiny.” 

Taking a markedly different approach to the burden of proof to be applied in such a case than the Court had recently done in City of Erie v. Pap’s A.M., 120 S. Ct. 1382 (2000), the Court required the government to make a serious in-court showing of the magnitude of the signal bleed problem.  If, as the government claimed, millions of children were being exposed to signal bleeding, the Court concluded that “[w]e, like the district court, would have expected to be directed to more than a handful of complaints.”  Concluding that “anecdote and supposition” could not suffice to meet the government’s burden, the Court held that the government had failed to persuade it that the statute could stand.

That this analysis should have been offered in the same term of the Court as its ruling in the City of Erie case makes it all the more striking.  There, in affirming the constitutionality of a statute banning nude dancing, the Court peremptorily  dismissed the claim that the government had failed to demonstrate that a statutory requirement that dancers wear pasties and a G-string would have any effect of a sort to justify the legislation.  In language similar to some of the Court’s more woeful commercial speech cases that deferred, as if by rote,  to the “common sense” judgment of state legislatures, the Court in City of Erie deferred to “the City's expert judgment ... in the absence of any reason to doubt it.”

It may well be that the Court’s decision in the City of Erie case simply reflects its judgment that the speech there was of such low value that the proprietors of nude dancing establishments should, after all, be grateful that such activity receives any First Amendment protection at all.  Since nude dancing, Justice O’Connor said, “falls only within the outer ambit of the First Amendment’s protection,” the Court was unwilling to view seriously the constitutional challenge.

The Playboy decision, however, comes directly to grips with that approach, concluding:  

We cannot be influenced ... by the perception that the regulation in question is not a major one because the speech is not very important.  The history of the law of free expression is one of vindication in cases involving speech that many citizens may find shabby, offensive, or even ugly.  It follows that all content-based restrictions on speech must give us more than a moment’s pause.  If television broadcasts can expose children to the real risk of harmful exposure to indecent materials, even in their own home and without parental consent, that is a problem the Government can address.  It must do so, however, in a way consistent with First Amendment principles.  Playboy Entertainment Group, 120 S. Ct. at 1893.

 

A few pages later in the opinion, Justice Kennedy deals with the same subject in language likely to be quoted in many briefs (and, one hopes, opinions) in the future.  Writing for the Court, he states that:


When a student first encounters our free speech jurisprudence, he or she might think it is influenced by the philosophy that one idea is as good as any other, and that in art and literature objective standards of style, taste, decorum, beauty, and esthetics are deemed by the Constitution to be inappropriate, indeed unattainable.  Quite the opposite is true.  The Constitution no more enforces a relativistic philosophy or moral nihilism than it does any other point of view.  The Constitution exists precisely so that opinions and judgments, including esthetic and moral judgments about art and literature, can be formed, tested, and expressed.  What the Constitution says is that these judgments are for the individual to make, not for the Government to decree, even with the mandate or approval of a majority.  Technology expands the capacity to choose; and it denies the potential of this revolution if we assume the Government is best positioned to make these choices for us.  Id. at 1889.

 

Perhaps as important as the Court’s rejection of the notion that “low value” speech should receive less constitutional protection is the majority’s rejection of the notion that the mere incantation of a legislative desire to protect children can overcome the constitutional rights of adults.  It has long since become routine for congressional efforts to restrict what appears on television to then be justified as a required protection for children.  The perennial efforts of Sen. Fritz Hollings (D-S.C.) in that regard offer only one example.  The Court offers a powerful reply in Playboy when it concludes: “Even upon the assumption that the Government has an interest in substituting itself for informed and empowered parents,” that interest “is not sufficiently compelling to justify [a] widespread restriction on speech.”  

The Playboy opinion offers yet another piece of good news to First Amendment defenders.  The government had based its argument on the determination of the Court in Renton v. Playtime Theatres, Inc., 475 U.S. 41 (1986), a case that egregiously held that a zoning law barring adult motion picture theaters from certain areas was not content based because it sought to avoid the “secondary effects” of the presence of such theaters in residential areas.  Accordingly, the government sought a lower level of First Amendment scrutiny to be applied in such cases.  In Playboy, the Court rejected that approach, concluding that Section 505 was “the essence of content-based regulation.”

Given the Court’s ruling in Playboy, how much further down the same road is it likely prepared to go?  In 2000, the U.S. Court of Appeals for the Third Circuit addressed the constitutionality of the amendments adopted to the Communications Decency Act known as the Child Online Protection Act (COPA).  Seeking to overcome the objections to the CDA that had led the Court to hold that Act unconstitutional in its 1997 Reno opinion, the Congress in COPA sought to criminalize “any communication for commercial purposes” over the World Wide Web that is “available to any minor and that includes any material that is harmful to minors.”  The statute basically applies the three-part test for obscenity set forth in Miller v. California, 413 U.S. 15 (1973), as applied to minors.

In one of the more interesting opinions of the year, the Third Circuit in ACLU v. Reno II, 217 F.3d 162 (3rd Cir. 2000), held the new statute unconstitutional.  The reasoning of the court is far-reaching.  The court concluded that since the Internet is “fundamentally and profoundly anti-spatial” and a Web publisher cannot “even know the geographic location of visitors to its site,” then any application of a First Amendment standard based in Miller-like fashion upon community standards could not stand.

Indeed, the court went so far as to say that Miller itself “has no applicability to the Internet and the Web, where Web publishers are currently without the ability to control the geographic scope of the recipients of their communications.”  This ruling is obviously sweeping in its nature.  That is its attractiveness from a First Amendment perspective.  It is also its danger.

It is difficult to envisage this Supreme Court ruling that all obscenity is immune from regulation because it appears on the Internet.  Indeed, even if the Miller test must be revised in some fashion to deal with the peculiar qualities of the Internet, it seems unlikely -- I would say unthinkable -- that the Court would conclude that Congress is completely without power to deal with obscenity on the Internet.

The pages that follow describe a myriad of other judicial and legislative forays into First Amendment terrain.  Some are yet to be decided.  The conflict in the circuits about the constitutionality of the Child Pornography Prevention Act of 1996 discussed in the text will shortly have a Supreme Court resolution.  Other battles seem, at long last, to be ending.  The 20-year battle over the constitutionality of the FCC’s personal attack and political editorializing rules seems, finally, to be over -- with the U.S. Court of Appeals for the District of Columbia Circuit, in evident and much-deserved disgust with the Commission’s unwillingness or inability to decide the matter, finally ordering the FCC to abandon doctrines it could no longer bring itself to defend. 

And then there were some significant victories -- the reversal by the U.S. Court of Appeals for the Fourth Circuit, for example, of two contempt findings against a North Carolina newspaper and two of its journalists -- and some potentially serious defeats, including a ruling by the U.S. Court of Appeals for the First Circuit against NBC with disturbing potential ramifications.  There is far more contained in what follows, some promising, some less so.

But, in the end, the Playboy case was the case of the year.  It was a First Amendment triumph.

fgd Floyd Abrams
New York
March 2001